Laws, legislation, and guidelines are essential to define the playing field for the investment. At the end of this module, you will understand how this works, how the different legislations interact, and what the underlying ethical principles and assumption choices are. These will help you perform in this seemingly complex playing field.
Topics
- Principles around MiFID, Wft, and Wwft
- Basic principles around the theory of financial ethics
- Legislation and guidelines regarding MAR (Market Abuse Regulation) and MAD (Market Abuse Directive)
- Legislation and guidelines regarding European and Dutch laws and regulations for investment funds and for pension funds
Separate modules RBA Program
More information about the other modules:
Module 1: Understanding clients and behaviors
Module 3: Advanced asset allocation
Module 4: Balance sheet management
Module 5: The future of manager selection, monitoring, and evaluation
Practical information
All available information that is also relevant and applicable to taking a separate module can be found on the page of the RBA program.
