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Boost your personal development and professional growth

Module 2 RBA Program: Regulatory dynamics and practical implications

In this module, you will delve into the European and Dutch laws and regulations that apply to the financial sectors.

Laws, legislation, and guidelines are essential to define the playing field for the investment. At the end of this module, you will understand how this works, how the different legislations interact, and what the underlying ethical principles and assumption choices are. These will help you perform in this seemingly complex playing field.

Topics

  • Principles around MiFID, Wft, and Wwft
  • Basic principles around the theory of financial ethics 
  • Legislation and guidelines regarding MAR (Market Abuse Regulation) and MAD (Market Abuse Directive)
  • Legislation and guidelines regarding European and Dutch laws and regulations for investment funds and for  pension funds

Separate modules RBA Program

More information about the other modules:

Module 1: Understanding clients and behaviors 

Module 3: Advanced asset allocation

Module 4: Balance sheet management

Module 5: The future of manager selection, monitoring, and evaluation

Practical information
All available information that is also relevant and applicable to taking a separate module can be found on the page of the RBA program.

Accreditations

Partners

This module is part of the RBA Program

All modules can be followed separately

Go to the RBA Program

Would you like personal advice?

For questions about how the program is organised, please contact Emiel Erbé

+31 20 598 6118

Vrije Universiteit Amsterdam
School of Business and Economics Executive Education
De Boelelaan 1105
1081 HV AMSTERDAM